Section 2(a)(6)

INVESTMENT COMPANY ACT OF 1940

- Section 2(a)(5)
Section 2(a)(6)
- Section 2(a)(11)
- Section 2(a)(13)
- Section 2(a)(16)
- Section 2(a)(17)
- Section 2(a)(22)
- Section 2(a)(24)
- Section 2(a)(34)
- Section 2(a)(36)
- Section 2(a)(40)
- Section 2(a)(41)
- Section 2(a)(42)
- Section 2(a)(43)
- Section 2(a)(51)
- Section 3(a)
- Section 3(b)
- Section 3(c)
- Section 6
- Rule 2a-51-1
- Rule 2a-51-2
- Rule 2a-51-3
- Rule 3a-1
- Rule 3a-2
- Rule 3a-3
- Rule 3a-4
- Rule 3a-5
- Rule 3a-6
- Rule 3a-7
- Rule 3c-1
- Rule 3c-2
- Rule 3c-3
- Rule 3c-4
- Rule 3c-5
- Rule 3c-6
- Rule 6b-1

Investment Company Act of 1940 - Section 2(a)(6)
Definition of Broker

"Broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank or any person solely by reason of the fact that such person is an underwriter for one or more investment companies.