- 201. Findings - 202. Definitions - 203. Registration of Investment - Advisers - 203A. State and Federal - 204. Annual and Other Reports - 204A. Prevention of Misuse of - Nonpublic Information - 205. Investment Advisory - Contracts - 206. Prohibited Transactions by - Investment Advisers - 206A. Exemptions - 207. Material Misstatements - 208. General Prohibitions - 209. Enforcement of Title - 210. Publicity - 211. Rules, Regulations and - Orders - 212. Hearings - 213. Court Review of Orders - 214. Jurisdiction of Offenses - and Suits - 215. Validity of Contracts - 216. Annual Reports of - Commission - 217. Penalties - 218. Hiring and Leasing Authority - of the Commission - 219. Separability of Provisions - 220. Short Title - 221. Effective Date - 222. State Regulation of - Investment Advisers
A transaction which does not result in a change of actual control or management of an investment adviser is not an assignment for purposes of section 205(2) of the Act.
