Rule 16a-5

SECURITIES EXCHANGE ACT OF 1934

- Section 3(a)(4)
- Section 3(a)(5)
- Section 3(a)(6)
- Section 10
- Section 13(d)
- Section 13(f)
- Section 13(g)
- Section 15(a)
- Section 16
- Section 28(e)
- Rule 3a4-1
- Rule 3b-9
- Rule 10b-5
- Rule 13d-1
- Rule 13d-2
- Rule 13d-3
- Rule 13d-4
- Rule 13d-5
- Rule 13d-6
- Rule 13d-7
- Rule 13f-1
- Rule 13f-2
- Rule 16a-1
- Rule 16a-2
- Rule 16a-3
- Rule 16a-4
Rule 16a-5
- Rule 16a-6
- Rule 16a-7
- Rule 16a-8
- Rule 16a-9
- Rule 16a-10
- Rule 16a-11
- Rule 16a-12
- Rule 16a-13
- Rule 16b-1
- Rule 16b-3
- Rule 16a-5
- Rule 16a-6
- Rule 16a-7
- Rule 16a-8
- Rule 16c-1
- Rule 16c-2
- Rule 16c-3
- Rule 16c-4

Securities Exchange Act of 1934 - Rule 16a-5
Odd-Lot Dealers

Transactions by an odd-lot dealer (a) in odd-lots as reasonably necessary to carry on odd-lot transactions, or (b) in round lots to offset odd-lot transactions previously or simultaneously executed or reasonably anticipated in the usual course of business, shall be exempt from the provisions of section 16(a) of the Act with respect to participation by such odd-lot dealer in such transaction.