Section 3(a)(5)

SECURITIES EXCHANGE ACT OF 1934

- Section 3(a)(4)
Section 3(a)(5)
- Section 3(a)(6)
- Section 10
- Section 13(d)
- Section 13(f)
- Section 13(g)
- Section 15(a)
- Section 16
- Section 28(e)
- Rule 3a4-1(d)
- Rule 3b-9
- Rule 10b-5
- Rule 13d-1
- Rule 13d-2
- Rule 13d-3
- Rule 13d-4
- Rule 13d-5
- Rule 13d-6
- Rule 13d-7
- Rule 13f-1
- Rule 13f-2
- Rule 16a-1
- Rule 16a-2
- Rule 16a-3
- Rule 16a-4
- Rule 16a-5
- Rule 16a-6
- Rule 16a-7
- Rule 16a-8
- Rule 16a-9
- Rule 16a-10
- Rule 16a-11
- Rule 16a-12
- Rule 16a-13
- Rule 16b-1
- Rule 16b-3
- Rule 16a-5
- Rule 16a-6
- Rule 16a-7
- Rule 16a-8
- Rule 16c-1
- Rule 16c-2
- Rule 16c-3
- Rule 16c-4

Securities Exchange Act of 1934 - Section 3(a)(5)
Definition of Dealer

The term "dealer" means any person engaged in the business of buying and selling securities for his own account, through a broker or otherwise, but does not include a bank, or any person insofar as he buys or sells securities for his own account, either individually or in some fiduciary capacity, but not as a part of a regular business.