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The Investment Counsel Association of America (ICAA) earlier this month issued best practices that addresses the pay-to-play abuses in the investment advisory industry. The best practices release was in response to a rule proposal by the Securities and Exchange Commission (SEC) that would stringently regulate such practices. See http://www.icaa.org for a copy of the best practices. See http://www.sec.gov/news/paytopla.htm for a speech by SEC Chairman Levitt praising the ICAA's pay-to-play best practices. |
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