Below is a link to the Investment Advisers Act of 1940 and rules thereunder, which are contained on the site in their entirety. Laws and Rules     Investment Advisers Act of 1940 201. Findings 202. Definitions 203. Registration of Investment Advisers 203A. State and Federal Responsibilities 204. Annual and Other Reports 204A. Prevention of Misuse of Nonpublic Information 205. Investment Advisory Contracts 206. Prohibited Transactions by Investment Advisers 207. Material Misstatements 208. General Prohibitions 209. Enforcement of Title 210. Publicity 211. Rules, Regulations and Orders 212. Hearings 213. Court Review of Orders 214. Jurisdiction of Offenses and Suits 215. Validity of Contracts 216. Annual Reports of Commission 217. Penalties 218. Hiring and Leasing Authority of the Commission 219. Separability of Provisions 220. Short Title 221. Effective Date 222. State Regulation of Investment Advisers     Rules Under the Investment Advisers Act of 1940 Rule 0-2 Rule 0-3 Rule 0-4 Rule 0-5 Rule 0-6 Rule 0-7 Rule 202(a)(1)-1 Rule 203-1 Rule 203-2 Rule 203(b)(3)-1 Rule 203A-1 >Rule 203A-2 Rule 203A-3 Rule 203A-4 Rule 203A-5 Rule 204-1 Rule 204-2 Rule 204-3 Rule 205-1 Rule 205-2 Rule 205-3 Rule 206(3)-1 Rule 206(3)-2 Rule 206(4)-2 Rule 206(4)-3 Rule 206(4)-4 Rule 222-1 Rule 222-2